Recent Transactions
Caris & Company is proud to announce participation in the following transactions:
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Licensing Advisory
December 16th, 2009
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Private Placement
Joint Lead Manager
December 3rd, 2009
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Registered Direct
Co-placement Agent
March 24th, 2009
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M&A Buy Side
Advisor
February 15th, 2009
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M&A Sell Side
Advisor
August 15th, 2008
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Common Stock
Financial Advisor
December 17th, 2007
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IPO
Co-Manager
June 5th, 2007
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Common Stock
Co-Manager
May 22nd, 2007
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Senior Secured Convertible Notes
Co-Manager
January 5th, 2007
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Series B Preferred Stock
January 1st, 2007
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Common Stock
Initial Public Offering
March 21st, 2006
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Common Stock
Initial Public Offering
January 31st, 2006
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Common Stock
Initial Public Offering
December 16th, 2005
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Common Stock
Follow On Offering
March 10th, 2005
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Common Stock
Follow On Offering
April 2nd, 2004
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Common Stock
Follow On Offering
July 31st, 2003

