Investment Banking

Recent News

  • Jan 3, 2012
    Caris & Company appoints Brian A. Miller as Managing Director: Institutional Equity Sales
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  • Dec 5, 2011
    Caris & Company appoints Kevin P. Cushing as Managing Director: Institutional Equity Sales
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  • Dec 1, 2011
    Caris & Company appoints Thomas P. Rorke as Managing Director: Institutional Equity Sales
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  • Sep 12, 2011
    Caris & Company appoints Gabriele Sorbara Vice President of Energy Equity Research: Exploration and Production
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Public Equity

Our investment bankers and Capital Markets specialists focus on the origination and execution of primary (IPO) and secondary (follow-on) public equity offerings for high-growth issuers primarily in the consumer, energy, healthcare and technology sectors. 

Caris & Company has the investment banking expertise to advise issuers on market receptivity and securities valuation as well as the distribution platform to act, depending on the size of the offering, as a lead manager, co-manager or member of the syndicate or selling group. The firm has been involved in public offerings ranging in size from as small as $10 million to over $500 million