Investment Banking

The Caris & Company Investment Banking group delivers capital-raising and corporate advisory services to small-cap and middle-market corporations across a range of industries including business services, construction & engineering technology, financial services, food & beverage, “green technologies”, healthcare & life sciences, information technologies, media & entertainment, specialty retailing and specialty manufacturing. 

Our investment banking team is comprised of senior-level professionals with an average of over 20 years of experience, much of that time while at some of Wall Street’s most prominent investment banks and private advisory boutiques.  Having completed hundreds of transactions and advisory engagements, our investment bankers are veteran dealmakers and trusted corporate advisors. 

Backed by extensive and long-standing relationships, deep industry knowledge, and specialized financial expertise, our bankers’ goal is to play a critical role in providing perspective and insight to corporate clients – helping them in prioritizing strategic opportunities, in executing complex transactions, and in creating enduring value.  We are client-focused, not transaction-focused. Our advice is predicated on what best serves our clients.