The Caris & Company Team

Institutional Sales

• Peter L. Newman

  Senior Managing Director

• Todd H. McWilliams

  Managing Director

Kevin A. Augustus

Managing Director

• Norman J. Caris

  Senior Vice President

• William C. Begien

  Senior Vice President

• John S. Coons

  Senior Vice President

• Demetri Diavatis

  Senior Vice President

• Lee J. Gaskell

  Senior Vice President

• Pamela L. Kustas

  Senior Vice President

• Marc T. Quinn

  Senior Vice President

• Peter A. Sullivan

  Senior Vice President

• Thomas A. Zerega

  Senior Vice President

Colin P. Butler

Vice President

Chris Fessenden

Vice President

• Bryan P. Katz

  Vice President

Charles Murias

Vice President

Equity Trading

• Todd H. McWilliams

  Managing Director

Michael E. Capitani

Senior Vice President

Mario LoGrande

Associate

Investment Banking

• David B. Stetson

  Senior Managing Director

• Grant E. Harshbarger

  Managing Director: Health Care

Equity Research

• Claire Armstrong Gallacher

  Managing Director

• Ann L. Kohler

  Managing Director

• Eugene M. Mannheimer

  Managing Director

• Shebly Seyrafi, CFA

  Managing Director

• Nicholas H. Aberle

  Senior Vice President

• Douglas Chow

  Senior Vice President

• Scott C. Birkby, CFA

  Vice President

• Zarak Khurshid

  Vice President

• Jason M. Kremer

  Research Associate

Officers

• Sandie Turley

  Senior Managing Director